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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2020-03-19
MA RA APPROVED 2019-11-27
  • RI RA
    APPROVED
    Since 2020-03-19
  • MA RA
    APPROVED
    Since 2019-11-27

Branch Locations

622 George Washington Highway, Lincoln, RI 02865 • United States

62 Messenger Street, Plainville, MA 02762 • United States

75 State Street, Boston, MA 02109 • United States

411 Social Street, Woonsocket, RI 02895 • United States

252 Patriot Place, Foxboro, MA 02035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 05/2017 Present
Santander Securities, Llc Dorchester MA 06/2017 09/2019
Self Employed Bristol RI 04/2016 05/2017
Santander Securities, Llc Dorchester MA 09/2019 11/2022
Santander Securities, Llc Dorchester MA 11/2022 Present
Other Businesses

1. Notary Public, holds notary commission in the Commonwealth of Massachusetts, non-investment related, start date 05/30/2018, Seekonk, MA, 0 hours monthly.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-05
S63 Uniform Securities Agent State Law Examination 2017-07-14
  • S65 Uniform Investment Adviser Law Examination
    2019-11-05
  • S63 Uniform Securities Agent State Law Examination
    2017-07-14

View on SEC IAPD

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