Bowen Steven Scott

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 08/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tacoma, WA
• 03/2012 → 08/2019
  Bank Of America, N.A.
  Tacomia, WA
• 08/2019 → 03/2020
  Ameriprise Financial Services Inc
  Tacoma, WA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Tacoma, WA

Previous Registrations

• 2011-09-01 → 2019-08-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tacoma, WA
• 2009-06-01 → 2011-09-22
  Morgan Stanley
  Gig Harbor, WA
  Gig Harbor, WA
• 2006-04-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Gig Harbor, WA
• 2002-11-08 → 2006-05-04
  Rbc Capital Markets, Llc
  Gig Harbor, WA
• 1999-03-22 → 2002-11-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Gig Harbor, WA

Other Businesses

Real Estate Ownership; Single Family; 7524 Fairwind Lane NW, , Gig Harbor, WA, 98335; Investment-Related; 02/17/2016.

Exams

• S66 Uniform Combined State Law Examination
  1999-02-26

Other Names

• Bowen S Scott