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James P Schwendeman

Ritholtz Wealth Management

New York, NY

Lexington, KY

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Current Employers
Ritholtz Wealth Management

24 West 40Th Street 15Th Floor, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-05-09
  • KY RA
    APPROVED
    Since 2023-05-09

Branch Locations

24 West 40Th Street 15Th Floor, New York, NY 10018 • United States

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Lexington KY 08/2014 10/2017
Fifth Third Securities Lexington KY 05/2017 10/2017
Nationwide Investment Services Corp Columbus OH 10/2017 05/2023
Ritholtz Wealth Management New York NY 05/2023 Present
  • 08/2014 → 10/2017
    Fifth Third Bank
    Lexington, KY
  • 05/2017 → 10/2017
    Fifth Third Securities
    Lexington, KY
  • 10/2017 → 05/2023
    Nationwide Investment Services Corp
    Columbus, OH
  • 05/2023 → Present
    Ritholtz Wealth Management
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-04
S63 Uniform Securities Agent State Law Examination 2017-06-22
  • S65 Uniform Investment Adviser Law Examination
    2017-12-04
  • S63 Uniform Securities Agent State Law Examination
    2017-06-22
Designations

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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