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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-01
TX RA APPROVED_RES 2020-11-13
  • NY RA
    APPROVED
    Since 2021-11-01
  • TX RA
    APPROVED_RES
    Since 2020-11-13

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

925 Westchester Avenue Floor 04, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock New York NY 09/2018 04/2020
Blackrock Investments, Llc New York NY 09/2018 03/2020
Unemployed New York NY 06/2018 08/2018
Credit Suisse - Adecco New York NY 05/2017 12/2017
Adelphi University Garden City NY 08/2015 05/2018
Jpmorgan Securities Llc White Plains NY 08/2020 Present
Jpmorgan Chase Bank Na White Plains NY 08/2020 Present
Unemployed New York NY 04/2020 07/2020
  • 09/2018 → 04/2020
    Blackrock
    New York, NY
  • 09/2018 → 03/2020
    Blackrock Investments, Llc
    New York, NY
  • 06/2018 → 08/2018
    Unemployed
    New York, NY
  • 05/2017 → 12/2017
    Credit Suisse - Adecco
    New York, NY
  • 08/2015 → 05/2018
    Adelphi University
    Garden City, NY
  • 08/2020 → Present
    Jpmorgan Securities Llc
    White Plains, NY
  • 08/2020 → Present
    Jpmorgan Chase Bank Na
    White Plains, NY
  • 04/2020 → 07/2020
    Unemployed
    New York, NY
Other Businesses

Effective 8/24/2020 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-01
S63 Uniform Securities Agent State Law Examination 2019-07-11
  • S66 Uniform Combined State Law Examination
    2021-11-01
  • S63 Uniform Securities Agent State Law Examination
    2019-07-11
Other Names
  • Katherine A Ferris
  • Katherine Stewart
  • Katherine Anne Stewart

View on SEC IAPD

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