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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-01-24
CA RA APPROVED 2012-01-17
  • TX RA
    APPROVED_RES
    Since 2012-01-24
  • CA RA
    APPROVED
    Since 2012-01-17

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Pasadena CA 01/2012 Present
Previous Registrations
Other Businesses

1) Friends of La Canada Baseball, La CanadaCA United States- 91011, Charity, To fundraise and support the La Canada High School Baseball team. Purchases include travel, uniforms and equipment, Member of Board of directors, Treasurer, start date- 8/20/2024 2) Matthew and Daniel Regan, Own a rental unit, Owner, Collect rent, pay bills and maintain the property, start date-11/6/2020, CA United States-91011

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-04
  • S66 Uniform Combined State Law Examination
    1999-06-04
Other Names
  • Matthew R Regan

View on SEC IAPD

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