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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-01-24 |
| CA | RA | APPROVED | 2012-01-17 |
Branch Locations
251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Pasadena | CA | 01/2012 | Present |
1) Friends of La Canada Baseball, La CanadaCA United States- 91011, Charity, To fundraise and support the La Canada High School Baseball team. Purchases include travel, uniforms and equipment, Member of Board of directors, Treasurer, start date- 8/20/2024 2) Matthew and Daniel Regan, Own a rental unit, Owner, Collect rent, pay bills and maintain the property, start date-11/6/2020, CA United States-91011
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-06-04 |
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