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Dylan A Garcia

Raymond James & Associates, Inc.

Pasadena, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-21
CA RA APPROVED 2025-01-14
  • TX RA
    APPROVED_RES
    Since 2025-05-21
  • CA RA
    APPROVED
    Since 2025-01-14

Branch Locations

301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Los Angeles CA 05/2017 01/2025
Arizona State University Tempe AZ 07/2016 07/2017
University Of Southern California Burbank CA 07/2017 12/2020
Raymond James & Associates, Inc. Beverly Hills CA 01/2025 Present
  • 05/2017 → 01/2025
    Ubs Financial Services
    Los Angeles, CA
  • 07/2016 → 07/2017
    Arizona State University
    Tempe, AZ
  • 07/2017 → 12/2020
    University Of Southern California
    Burbank, CA
  • 01/2025 → Present
    Raymond James & Associates, Inc.
    Beverly Hills, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-03
  • S66 Uniform Combined State Law Examination
    2022-05-03
Other Names
  • Dylan Anthony Garcia

View on SEC IAPD

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U.S. BANCORP ADVISORS, LLC
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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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