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Phong Ly

J.P. Morgan Securities LLC

Cupertino, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-15
CA RA APPROVED 2017-08-31
  • TX RA
    APPROVED
    Since 2019-03-15
  • CA RA
    APPROVED
    Since 2017-08-31

Branch Locations

10250 S. De Anza Blvd., Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Sunnyvale CA 01/2007 05/2017
Jpmorgan Securities Llc Cupertino CA 06/2018 Present
Jp Morgan Securities Llc Cupertino CA 06/2017 06/2018
Jpmorgan Chase Bank Cupertino CA 05/2023 Present
Pho Ha Noi Palo Alto CA 06/2023 06/2023
  • 01/2007 → 05/2017
    Chase
    Sunnyvale, CA
  • 06/2018 → Present
    Jpmorgan Securities Llc
    Cupertino, CA
  • 06/2017 → 06/2018
    Jp Morgan Securities Llc
    Cupertino, CA
  • 05/2023 → Present
    Jpmorgan Chase Bank
    Cupertino, CA
  • 06/2023 → 06/2023
    Pho Ha Noi
    Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-25
  • S66 Uniform Combined State Law Examination
    2017-08-25
Other Names
  • Phong Khanh Ly

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Cupertino, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
EVEREST PRIVATE WEALTH · CUPERTINO, CA
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