Best Investors
Account
Sign in
Best Investors
Account
Sign in
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
19499 Stevens Creek Blvd Suite 100, Cupertino, CA 95014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Cupertino | CA | 06/1997 | Present |
| Charles Schwab Bank | Cupertino | CA | 02/2005 | Present |
LAI NGUYEN FAMILY TRUST, NOT INVESTMENT RELATED, SUNNYVALE, CA. TRUSTEE/LANDLORD, START 08/01/2013, OVERSEE 3 RENTAL PROPERTIES, LESS THAN 20 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-18 |
Reach out to this advisor