Best Investors Account Sign in

Hannah Han

Charles Schwab & Co., Inc.

Cupertino, CA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-06
  • CA RA
    APPROVED
    Since 2020-05-06

Branch Locations

19499 Stevens Creek Blvd Suite 100, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Fremont CA 06/2017 01/2018
Wells Fargo Bank Fremont CA 07/2015 06/2017
Charles Schwab & Co., Inc. Cupertino CA 01/2018 Present
Charles Schwab Bank Cupertino CA 01/2018 Present
  • 06/2017 → 01/2018
    Hsbc Bank Usa, N.A.
    Fremont, CA
  • 07/2015 → 06/2017
    Wells Fargo Bank
    Fremont, CA
  • 01/2018 → Present
    Charles Schwab & Co., Inc.
    Cupertino, CA
  • 01/2018 → Present
    Charles Schwab Bank
    Cupertino, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-06
S63 Uniform Securities Agent State Law Examination 2019-03-16
  • S65 Uniform Investment Adviser Law Examination
    2020-05-06
  • S63 Uniform Securities Agent State Law Examination
    2019-03-16
Other Names
  • Haihua Han

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CITIGROUP GLOBAL MARKETS INC.
EVEREST PRIVATE WEALTH
AIMTOP ADVISORS, LLC
AKRISH FINANCIAL ADVISORY
FV ADVISORS LLC
MINOVA CAPITAL LLC
CAPITAL V GROUP LLC

Other Investors

Susan Tzu-Ling Chen
Amanda Cradeur
GARY PAUL JAMIESON CORNFORD
MARY YUKWAH LAI
Jordan Royce Matthews
AIYUN ZONG
Shu-Ming Chang Chu
NAMAL KUMARI HERATH DE SILVA

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
EVEREST PRIVATE WEALTH · CUPERTINO, CA
AIMTOP ADVISORS, LLC · CUPERTINO, CA
AKRISH FINANCIAL ADVISORY · CUPERTINO, CA
FV ADVISORS LLC · CUPERTINO, CA
MINOVA CAPITAL LLC · CUPERTINO, CA
CAPITAL V GROUP LLC · CUPERTINO, CA

More in Cupertino, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor