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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-23
CA RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2021-03-23
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

19499 Stevens Creek Blvd Suite 100, Cupertino, CA 95014 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Cupertino CA 09/1997 Present
Charles Schwab Bank Cupertino CA 02/2005 Present
Other Businesses

Start Date = 08-01-11| Zezhang Hou and Aiyun Zong| Owner/landlord| Elk Grove, CA| Hours/Month = Less than 20| property management company manages it. Zezhang Hou, my husband is a primary contact person for questions. My involvement is to sign paperwork when needed. / Start Date = 11-11-11| Zezhang Hou and Aiyun Zong| owner/landlord| Elk Grove, CA| Hours/Month = Less than 20| property management company manages it. Zezhang Hou, my husband is a primary contact person for questions. My involvement is to sign paperwork when needed.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-17
  • S63 Uniform Securities Agent State Law Examination
    1997-01-17
Other Names
  • Aiyun Zong
  • Aiyun Zong
  • Irene Zong
  • Irene Aiyun Zong

View on SEC IAPD

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