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Thomas Daniel Duff

Voya Investment Management Co. LLC

New York, NY

Bellingham, MA

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Current Employers
Voya Investment Management Co. Llc

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2021-08-10
AZ RA APPROVED 2021-08-04
IL RA APPROVED 2021-08-04
DC RA APPROVED 2021-08-02
LA RA APPROVED 2021-07-23
ND RA APPROVED 2021-07-22
OK RA APPROVED 2021-07-22
MA RA APPROVED 2021-07-21
SC RA APPROVED 2021-07-21
RI RA APPROVED 2021-07-20
DE RA APPROVED 2021-07-15
GA RA APPROVED 2021-07-15
IN RA APPROVED 2021-07-15
KY RA APPROVED 2021-07-15
ME RA APPROVED 2021-07-15
NM RA APPROVED 2021-07-15
VA RA APPROVED 2021-07-15
TX RA APPROVED 2021-07-14
  • AK RA
    APPROVED
    Since 2021-08-10
  • AZ RA
    APPROVED
    Since 2021-08-04
  • IL RA
    APPROVED
    Since 2021-08-04
  • DC RA
    APPROVED
    Since 2021-08-02
  • LA RA
    APPROVED
    Since 2021-07-23
  • ND RA
    APPROVED
    Since 2021-07-22
  • OK RA
    APPROVED
    Since 2021-07-22
  • MA RA
    APPROVED
    Since 2021-07-21
  • SC RA
    APPROVED
    Since 2021-07-21
  • RI RA
    APPROVED
    Since 2021-07-20
  • DE RA
    APPROVED
    Since 2021-07-15
  • GA RA
    APPROVED
    Since 2021-07-15
  • IN RA
    APPROVED
    Since 2021-07-15
  • KY RA
    APPROVED
    Since 2021-07-15
  • ME RA
    APPROVED
    Since 2021-07-15
  • NM RA
    APPROVED
    Since 2021-07-15
  • VA RA
    APPROVED
    Since 2021-07-15
  • TX RA
    APPROVED
    Since 2021-07-14

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

Bellingham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Windsor CT 04/2016 07/2021
Voya Financial Partners Windsor CT 06/2017 01/2018
Voya Financial Advisors, Inc. Windsor CT 01/2018 07/2021
Voya Investment Management Quincy MA 07/2021 Present
Voya Investments Distrbutor, Llc Windsor CT 07/2021 Present
Voya Investment Management Co. Llc New York NY 07/2021 Present
  • 04/2016 → 07/2021
    Voya
    Windsor, CT
  • 06/2017 → 01/2018
    Voya Financial Partners
    Windsor, CT
  • 01/2018 → 07/2021
    Voya Financial Advisors, Inc.
    Windsor, CT
  • 07/2021 → Present
    Voya Investment Management
    Quincy, MA
  • 07/2021 → Present
    Voya Investments Distrbutor, Llc
    Windsor, CT
  • 07/2021 → Present
    Voya Investment Management Co. Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-01
S63 Uniform Securities Agent State Law Examination 2018-01-30
  • S66 Uniform Combined State Law Examination
    2018-06-01
  • S63 Uniform Securities Agent State Law Examination
    2018-01-30

View on SEC IAPD

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