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Michael Antonio Nicoletti

Raymond James Financial Services Advisors, Inc

Glastonbury, CT

CRD 6800787

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-25
CT RA APPROVED 2025-08-18
  • TX RA
    APPROVED_RES
    Since 2025-09-25
  • CT RA
    APPROVED
    Since 2025-08-18

Branch Locations

628 Hebron Ave Suite 216, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Connecticut Storrs CT 08/2014 05/2018
Uconn Recreation Storrs CT 08/2016 05/2017
Commonwealth Financial Network Glastonbury CT 05/2017 08/2025
Raymond James Financial Services Advisors, Inc. Glastonbury CT 08/2025 Present
Raymond James Financial Services Inc. Glastonbury CT 08/2025 Present
Previous Registrations
Other Businesses

(1)Name of Business: Capital Wealth Management Address: 628 Hebron Ave Ste 216, Glastonbury, CT, 06033-5027, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: As a wealth advisor I work with clients in the areas of investment management, financial planning, estate planning, tax mitigation, etc..

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-11
  • S66 Uniform Combined State Law Examination
    2019-02-11
Other Names
  • Michael Nicoletti

View on SEC IAPD

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