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1 Brunswick Avenue, Gardiner, ME 04345 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rochester Institute Of Technology | Rochester | NY | 05/2016 | 05/2017 |
| Rochester Institute Of Technology | Rochester | NY | 08/2013 | 05/2017 |
| Axa Advisors, Llc | New York | NY | 06/2017 | 04/2020 |
| Td Bank | Kittery | ME | 05/2020 | 11/2020 |
| Foundations Investment Advisors Llc | Scottsdale | AZ | 12/2020 | 08/2022 |
| J.M. Arbour, Llc | Gardiner | ME | 05/2022 | Present |
1.) INSURANCE SALES; INVESTMENT-RELATED; GARDINER, MAINE; INSURANCE AGENT; 2020; APPROXIMATELY 30 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS. 2.) W. Sinclair Holdings LLC; Not investment-related; China, ME 04358; Nature: Benefit counseling; Position: President/Founder; Title: Sole member LLC, President/Founder; Start date: 01/24/2025; Approximately 4 hours/month will be devoted to this activity with 0 hours/month during securities trading hours; Duties: various business consulting services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-02 |
| S66 | Uniform Combined State Law Examination | 2020-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-14 |
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