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1 Brunswick Avenue, Gardiner, ME 04345 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clark Insurance | Portland | ME | 03/2011 | Present |
| Foundations Investment Advisors Llc | Scottsdale | AZ | 02/2019 | 05/2019 |
| Foundations Investment Advisors Llc | Phoenix | AZ | 05/2021 | 08/2022 |
| J.M. Arbour, Llc | Hallowell | ME | 05/2022 | Present |
1.) INSURANCE SALES; INVESTMENT-RELATED; SUBUTTUS, ME; INSURANCE AGENT; 2011; 100 HOURS/MO DURING TRADING HOURS; SALES OF INSURANCE PRODUCTS. 2.) M Arbour, LLC; Investment Related; Hallowell, ME; RIA; Investment Adviser Representative; Start Date 05/2022; Approximately 80 hours per month with all hours during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-09 |
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