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1 Brunswick Avenue, Gardiner, ME 04345 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foundations Investment Advisors, Llc | Scottsdale | AZ | 10/2016 | 08/2022 |
| Independent Agent - Combined Benefits United | Hallowell | ME | 01/2016 | Present |
| J.M. Arbour, Llc | Hallowell | ME | 05/2022 | Present |
1.) Combined Benefits United; It is Investment Related; 77 Water St, Ste 1, Hallowell, ME 04347; Insurance and Annuity General Agency; Independent Agent; since January 2016; works at least 120 hours per month during market trading hours; fixed insurance and annuity agent 2.) J.M Arbour, LLC; Investment Related; Hallowell, ME; RIA; Investment Adviser Representative; Start Date 05/2022; Approximately 80 hours per month with 80 hours during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-15 |
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