Brittany Lynn Cates

Current Employers

J.M. Arbour, Llc

1 Brunswick Avenue, Gardiner, ME 04345 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2025-11-17

ME RA
APPROVED

Since 2025-11-17

Branch Locations

1 Brunswick Avenue, Gardiner, ME 04345 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ruby Tuesday	Bangor	ME	10/2015	06/2016
Kennebec Dance Center	Augusta	ME	09/2015	05/2016
Td Bank	Ellsworth	ME	05/2016	11/2016
Td Bank	Bangor	ME	11/2016	02/2017
Nale Law Offices	Waterville	ME	02/2017	09/2025
Self-Employed	Sidney	ME	05/2020	Present
J.M. Arbour Wealth Management, Llc	Gardiner	ME	09/2025	Present

10/2015 → 06/2016

Ruby Tuesday

Bangor, ME
09/2015 → 05/2016

Kennebec Dance Center

Augusta, ME
05/2016 → 11/2016

Td Bank

Ellsworth, ME
11/2016 → 02/2017

Td Bank

Bangor, ME
02/2017 → 09/2025

Nale Law Offices

Waterville, ME
05/2020 → Present

Self-Employed

Sidney, ME
09/2025 → Present

J.M. Arbour Wealth Management, Llc

Gardiner, ME

Other Businesses

1) self-employed artist; 146 Bartlett Rd, Sidney, ME 04330; 5/2020; 60 hrs/month total, 0 hrs during trading hours; duties include oil painting and advertising

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-11-01

S65 Uniform Investment Adviser Law Examination

2025-11-01

View on SEC IAPD

Current Employers

J.M. Arbour, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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