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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-04-08
  • NC RA
    APPROVED
    Since 2021-04-08

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investment Companies Raleigh NC 05/2017 05/2019
Wake Forest University Winston-Salem NC 08/2013 05/2017
Capital Investment Group, Inc. Raleigh NC 10/2017 05/2019
Capital Investment Advisory Services, Llc Raleigh NC 10/2017 05/2019
Capital Investment Group, Inc Raleigh NC 04/2021 Present
Capital Investment Advisory Services, Llc Raleigh NC 04/2021 Present
Liberty Senior Living Wilmington NC 05/2019 Present
  • 05/2017 → 05/2019
    Capital Investment Companies
    Raleigh, NC
  • 08/2013 → 05/2017
    Wake Forest University
    Winston-Salem, NC
  • 10/2017 → 05/2019
    Capital Investment Group, Inc.
    Raleigh, NC
  • 10/2017 → 05/2019
    Raleigh, NC
  • 04/2021 → Present
    Capital Investment Group, Inc
    Raleigh, NC
  • 04/2021 → Present
    Raleigh, NC
  • 05/2019 → Present
    Liberty Senior Living
    Wilmington, NC
Previous Registrations
Other Businesses

1. LIBERTY SENIOR LIVING. FINANCIAL ANALYST-VENTURES & ACQUISITIONS. 2334 S 41ST, WILMINGTON, NC 28403. ROLE IS TO BUILD PRO-FORMA & FINANCIAL MODELS, ASSESSING INVESTMENT OPPORTUNITY, ENGAGING BANKS IN INTEREST RATE HEDGING STRATEGIES. INVESTMENT RELATED. STARTED 5/2019. APPROX 60 HRS/WK, ALL DURING NORMAL TRADING HOURS. 2. M.C. WEST CONSULTING, LLC. MANAGER. 12801 RAVEN RIDGE RD., RALEIGH, NC 27614. STARTED 3/2025. CONSULTING ON FINANCE AND REAL ESTATE PROJECTS. 40 HRS/WEEK, 30 DURING NORMAL TRADING HRS. NOT INVESTMENT RELATED. 3. CRAIG WEST RENTALS, LLC. DIRECTOR. 12801 RAVEN RIDGE RD., RALEIGH, NC 27614. STARTED 3/2025. BUSINESS DEVELOPMENT AND FINANCIAL CONSULTING FOR PORTFOLIO OF RENTAL REAL ESTATE AND MANAGEMENT OF LONG TERM LEASES. 40 HRS/WEEK, 40 DURING NORMAL TRADING HRS. ACTIVITY IS INVESTMENT RELATED. 4. CHATHAM FINANCIAL CORPORATION. VICE PRESIDENT. 1001 MOREHEAD SQUARE DR, STE 400, CHARLOTTE, NC 28203. STARTED 7/2025. ROLE INCLUDES WORKING WITH CLIENTS TO PROVIDE AN INDEPENDENT VALUATION OF REAL ESTATE PORTFOLIOS. ACTIVITY IS INVESTMENT RELATED. 40 HRS/WK, 40 DURING NORMAL TRADING HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-17
  • S66 Uniform Combined State Law Examination
    2017-10-17

View on SEC IAPD

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