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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-04-06
PR RA APPROVED 2023-04-05
WY RA APPROVED 2023-03-29
IA RA APPROVED 2023-03-23
CA RA APPROVED 2023-03-22
NJ RA APPROVED 2022-01-06
NY RA APPROVED 2022-01-04
TX RA APPROVED 2022-01-04
  • SD RA
    APPROVED
    Since 2023-04-06
  • PR RA
    APPROVED
    Since 2023-04-05
  • WY RA
    APPROVED
    Since 2023-03-29
  • IA RA
    APPROVED
    Since 2023-03-23
  • CA RA
    APPROVED
    Since 2023-03-22
  • NJ RA
    APPROVED
    Since 2022-01-06
  • NY RA
    APPROVED
    Since 2022-01-04
  • TX RA
    APPROVED
    Since 2022-01-04

Branch Locations

1285 Avenue Of The Americas 15Th Floor, New York, NY 10019 • United States

Freeport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Melville NY 07/2017 02/2018
Morgan Stanley Private Bank, National Association New York NY 02/2018 12/2021
Ubs Financial Services Inc Ny NY 01/2022 Present
Student Stony Brook NY 01/2010 05/2017
  • 07/2017 → 02/2018
    Melville, NY
  • 02/2018 → 12/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2022 → Present
    Ny, NY
  • 01/2010 → 05/2017
    Student
    Stony Brook, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-06
  • S66 Uniform Combined State Law Examination
    2017-10-06

View on SEC IAPD

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