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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-31 |
| ME | RA | APPROVED | 2021-08-16 |
Branch Locations
1071 Lisbon St, Lewiston, ME 04240-5768 • United States
4 Wabon St, Augusta, ME 04330 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Full-Time Student/ Saint Joseph's College | Standish | ME | 08/2013 | 05/2017 |
| Fox Ridge Golf Course | Auburn | ME | 06/2016 | 09/2016 |
| Lpl Financial Llc | Lewiston | ME | 05/2017 | Present |
1) 03/06/2019 - Twin City Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 03/14/2022 - Godin Wealth Management LLC - Investment Related - 4 Wabon St. Augusta, ME 04330 - DBA for LPL Business (entity for LPL business) - Start Date - 03/11/2022 - 1 Hours Per Month/1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-06 |
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