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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2018-06-27 |
| TX | RA | APPROVED | 2018-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Lewiston | ME | 09/2012 | Present |
| The Patriot Financial Group, Llc | Katy | TX | 07/2016 | 06/2018 |
1. 10/2/2018 - Twin City Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/11/2018 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-03-04 |
| S65 | Uniform Investment Adviser Law Examination | 2008-02-18 |
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