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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-02 |
| ME | RA | APPROVED | 2018-06-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lewiston | ME | 05/2012 | Present |
| Patriot Financial Group | Lewiston | ME | 09/2014 | 06/2018 |
1. 05/22/2012: Twin City Financial Group - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Sales of fixed life, health, dental (group products) 2. 05/30/2012: Twin City Financial Group - Non-Variable Insurance - INV REL - At Reported Business Location(s) - Sale of fixed life, annuities, group life and disability income insurance. - 10% Time Spent 3. 2/8/2017: Twin City Financial Holdings - Investment Related - 1071 Lisbon St. Lewiston, ME 04240 - Real Estate Rental - Started 01/22/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 04/12/2024 - Albert Wealth Management - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 1/22/2024 - 0 Hrs/mo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-27 |
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