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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

3031 Eliza Road, Tallahassee, FL 32308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Marine Corps Camp Pendleton CA 05/2013 05/2017
Waddell & Reed, Inc Tallahassee FL 05/2017 07/2021
Alan Null Tallahassee FL 08/2018 07/2021
Various Insurance Carriers For W&R Insurance Agencies Tallahassee FL 08/2018 07/2021
Teufelhund Group Monticello FL 01/2019 07/2021
Leads Group Tallahassee FL 10/2019 10/2020
Lpl Financial Llc Tallahassee FL 07/2021 Present
  • 05/2013 → 05/2017
    United States Marine Corps
    Camp Pendleton, CA
  • 05/2017 → 07/2021
    Waddell & Reed, Inc
    Tallahassee, FL
  • 08/2018 → 07/2021
    Alan Null
    Tallahassee, FL
  • 08/2018 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Tallahassee, FL
  • 01/2019 → 07/2021
    Teufelhund Group
    Monticello, FL
  • 10/2019 → 10/2020
    Leads Group
    Tallahassee, FL
  • 07/2021 → Present
    Tallahassee, FL
Previous Registrations
  • 2018-07-24 → 2021-07-21
    Waddell & Reed
    Charleroi, PA
    Tallahassee, FL
    Tallahassee, FL
Other Businesses

1- 10/22/2024 - Rally Point Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business location(s) - Start Date 12/01/2018 - 0 Hours per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-05
  • S66 Uniform Combined State Law Examination
    2018-07-05

View on SEC IAPD

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