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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-25
TX RA APPROVED_RES 2017-03-25
  • FL RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

259 John Knox Road, Tallahassee, FL 32303 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Tallahassee FL 01/2015 03/2017
Massmutual Life Insurance Co Tallahassee FL 07/2016 Present
Mml Investors Services, Llc Tallahassee FL 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Tallahassee, FL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Tallahassee, FL
  • 03/2017 → Present
    Tallahassee, FL
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Tallahassee, FL
  • 2007-02-09 → 2015-01-02
    New England Securities
    Tallahasee, FL
    Jacksonville, FL
    Tallahassee, FL
  • 2001-04-30 → 2007-02-09
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
Other Businesses

(1) Name: George Avant Inv Rel: Y Add: 259 John Knox Rd, Tallahassee, FL 32303 Nature: Outside insurance - life, disability, long-term care, fixed annuities, health Position: Agent Start Date: 06/01/1985 No. Hr/Mo: 4 No. Hr/Mo During Sec Trading: 2 Duties: Sales. (2) Name: George Avant Inv rel: N Add: Quincy, FL Nature: Own land to grow pine trees Position: ownership Start date: 01/01/1985 No. HR/MO: 2. No. HR/MO during sec trading: 0. Describe duties: I own land that I grow pine trees in Gadsden County, Jefferson County and Leon County. (3) Name: George Avant Inv rel: Y Add: 259 John Knox Rd, Tallahassee, FL 32303 Nature: Rental Income Position: Owner Start date: 1/1/2023 No. HR/MO: 0. No. HR/MO during sec trading: 0. Describe duties: None. Annual rental check of lease agreement. (4) Name: Avant Financial Inc Inv rel: Y Add: 259 John Knox Road, Tallahassee, FL 32303 Nature: Business entity used for office expenses and commissions Position: Owner Start date: 01/15/2015 No. HR/MO:5. No. HR/MO during sec trading: 0 (5) Name: Avant Financial Group Inv Rel: Y Add: 259 John Knox Road, Tallahassee, FL 32303 Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 05/27/2008 No. Hr/Mo: 6 No. Hr/Mo During Sec Trading: 0 Duties: Group Life, DI, Health, Vision, and Dental Insurance (6) Name: Avant Huston Insurance Group, LLC Inv Rel: Y Add: 259 John Knox Road, Tallahassee, FL 32303 Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 11/18/2025 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 5 Duties: Property and Casualty

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-22
S63 Uniform Securities Agent State Law Examination 1991-02-20
  • S65 Uniform Investment Adviser Law Examination
    1997-09-22
  • S63 Uniform Securities Agent State Law Examination
    1991-02-20
Other Names
  • George D Avant

View on SEC IAPD

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