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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-18
TX RA APPROVED_RES 2024-11-14
  • FL RA
    APPROVED
    Since 2024-11-18
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

281 Pinewood Dr, Tallahassee, FL 32303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Tallahassee FL 07/2006 11/2024
Prudential Insurance Company Of America Tallahassee FL 07/2006 Present
Lpl Enterprise, Llc Tallahassee FL 11/2024 Present
Previous Registrations
  • 2006-08-11 → 2024-11-14
    Tallahassee, FL
    Tallahassee, FL
  • 2005-09-07 → 2006-05-26
    Morgan Stanley Dw Inc.
    Tallahassee, FL
    Tallahassee, FL
Other Businesses

1. 11/14/2024 - Halsell Financial Solutions - DBA for LPL Business (entity for LPL business) - Tallahassee, FL - INV REL - Start Date 12/10/2015 - 0hrs/mth 2. 11/14/2024 - Halsell Laffitte LLC - Business Owner - Tallahassee, FL - INV REL - Start Date 07/06/2021 - 5hrs/mth 3. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s) 4. 12/18/2025-Pinewood Financial Group-Partner-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 12/10/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-02
  • S66 Uniform Combined State Law Examination
    2005-09-02
Other Names
  • Stephen Saul Halsell
  • Steve Halsell

View on SEC IAPD

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