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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| KY | RA | APPROVED | 2024-11-14 |
| NC | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Tallahassee | FL | 05/2008 | 11/2024 |
| Prudential Insurance Company Of America | Tallahassee | FL | 05/2008 | Present |
| Lpl Enterprise, Llc | Tallahassee | FL | 11/2024 | Present |
1) 11/14/2024-Pinewood Professional Office Condo Association-On maintenance board not an officer-Non-Profit Board Member-Not Inv Related-At Tallahassee, FL-Start date 08/01/2022-1hrs/mth-0hrs/mth during trading 2) 12/06/2024-Halsell Laffitte LLC-Owner-Real Estate Rental-Inv Related-At Tallahassee, FL-Start date 09/01/2021-2hrs/mth-0hrs/mth during trading 3) 12/06/2024-Laffitte Financial Services-Owner-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 08/10/2023-1hrs/mth-0hrs/mth during trading 4) 12/18/2025-Pinewood Financial Group-Partner-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 12/17/2025 5) 12/23/2025-Laffitte Financial Services-Owner-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 08/10/2023-1hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-19 |
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