Rosanna Guardavaccaro

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 11/2020
  Guardian Life Insurance Co Of America
  New York, NY
• 09/2015 → 11/2020
  Park Avenue Securities Llc
  New York, NY
• 11/2020 → Present
  Mml Investors Services Llc
  New York, NY
• 11/2020 → Present
  Massmutual Life Insurance Co
  New York, NY

Previous Registrations

• 2008-07-01 → 2020-11-11
  Park Avenue Securities Llc
  New York, NY
  Rye Brook, NY
  New York, NY
  New York, NY

Other Businesses

(1)Name: Terre Productions LLC Inv rel: N Add: Residential address Nature: Book writing Position: Owner Start date: 12/2015 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: Writing Children's book on financial literacy.. (2)Name: Rosanna Guardavaccaro Inv rel: Y Add: Residential address Nature: Outside Insurance Sales Position: Independent Agent Start date: 11/6/2020 No. HR/MO: 3 No. HR/MO during sec trading: 3 Describe duties: Life, Disability, Long-term care, Fixed annuities, & Health.. (3) Name: Rosanna Guardavaccaro Inv rel: Y Add: Residential address Nature: Rental Income Position: Owner Start date: 03/2006 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: I am the landlord and I am responsible for the expenses and maintenance of 2 apartments in New York City.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-28
• S63 Uniform Securities Agent State Law Examination
  1999-07-26