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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-03 |
Branch Locations
767 5Th Ave Fl 33, New York, NY 10153 • United States
1863 South Rd, Wappingers Falls, NY 12590 • United States
41 Chestnut St, Cold Spring, NY 10516 • United States
920 South St, Peekskill, NY 10566 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Pougkeepsie | NY | 05/2012 | 05/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2017 | 03/2018 |
| Northwestern Mutual Investment Services Llc | Poughkeepsie | NY | 10/2017 | 03/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2017 | 03/2018 |
| Keybank | Kingston | NY | 05/2018 | 12/2019 |
| Key Investment Services Llc | Poughkeepsie | NY | 08/2018 | 12/2019 |
| Key Investment Services Llc | Poughkeepsie | NY | 12/2019 | 12/2020 |
| Key Investment Services Llc | Plymouth Meeting | PA | 12/2020 | 03/2025 |
| Wells Fargo Clearing Services, Llc | Purchase | NY | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-20 |
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