Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-03
  • NY RA
    APPROVED
    Since 2025-03-03

Branch Locations

767 5Th Ave Fl 33, New York, NY 10153 • United States

1863 South Rd, Wappingers Falls, NY 12590 • United States

41 Chestnut St, Cold Spring, NY 10516 • United States

920 South St, Peekskill, NY 10566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Pougkeepsie NY 05/2012 05/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2017 03/2018
Northwestern Mutual Investment Services Llc Poughkeepsie NY 10/2017 03/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2017 03/2018
Keybank Kingston NY 05/2018 12/2019
Key Investment Services Llc Poughkeepsie NY 08/2018 12/2019
Key Investment Services Llc Poughkeepsie NY 12/2019 12/2020
Key Investment Services Llc Plymouth Meeting PA 12/2020 03/2025
Wells Fargo Clearing Services, Llc Purchase NY 03/2025 Present
  • 05/2012 → 05/2017
    Student
    Pougkeepsie, NY
  • 06/2017 → 03/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2017 → 03/2018
    Northwestern Mutual Investment Services Llc
    Poughkeepsie, NY
  • 11/2017 → 03/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2018 → 12/2019
    Keybank
    Kingston, NY
  • 08/2018 → 12/2019
    Poughkeepsie, NY
  • 12/2019 → 12/2020
    Poughkeepsie, NY
  • 12/2020 → 03/2025
    Plymouth Meeting, PA
  • 03/2025 → Present
    Purchase, NY
Previous Registrations
  • 2021-03-26 → 2025-03-04
    Poughkeepsie, NY
    Kingston, NY
    Red Hook, NY
    Cohoes, NY
    Brooklyn, OH
    Kingston, NY
    Poughkeepsie, NY
    Plymouth Meeting, PA
    Poughkeepsie, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-20
S63 Uniform Securities Agent State Law Examination 2017-11-20
  • S66 Uniform Combined State Law Examination
    2019-12-20
  • S63 Uniform Securities Agent State Law Examination
    2017-11-20
Designations
Other Names
  • Keith Kohlmann

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor