Derek James Packett

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 03/2020
  Ameriprise Financial Services, Inc.
  Southbury, CT
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Southbury, CT

Previous Registrations

• 2015-10-22 → 2016-08-02
  Kestra Investment Services, Llc
  Plainview, NY
• 2016-04-18 → 2016-08-02
  Kestra Advisory Services, Llc
  Plainview, NY
• 2011-05-23 → 2015-10-23
  Park Avenue Securities Llc
  Plainview, NY
• 2005-05-06 → 2005-06-28
  Bofa Advisors, Llc
  Boston, MA

Other Businesses

Board of Directors; Brd of Assessment Appeals; Alt Board Member; 281 Main Street South, , Woodbury, CT, 6798; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours / Highfield Club Board; General Board member; 256 White Deer Rock Road, , Middlebury, CT, 06762; Not Investment-Related; 03/31/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Flanders Nature Center & Land Trust; Land Monitoring, Volunteer; 5 Church Hill Rd. Woodbury,CT. 06798, ,; ; 09/01/2016; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-10
• S63 Uniform Securities Agent State Law Examination
  1999-12-09