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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-21 |
| IL | RA | APPROVED | 2022-10-06 |
| TX | RA | APPROVED | 2022-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Coopersburg | PA | 06/2015 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Coopersburg | PA | 05/2017 | 08/2022 |
| J.P. Morgan Securities Llc | Chicago, | IL | 08/2022 | 09/2023 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 08/2022 | 09/2023 |
| J.P. Morgan Securities Llc | Chicago | IL | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-13 |
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