Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-22 |
| RI | RA | APPROVED | 2020-01-09 |
Branch Locations
100 Front St Ci Business Controls, Worcester, MA 01608 • United States
3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 04/2014 | Present |
I*: 2048394 Entity Type: LLC Name of OBA: RGC Address: North Providence, Rhode Island Investment Related: No Position, Title, Association: Owner Employee Start Date: 10/2024 Number of Hours: 20 hrs mthly Number of Hours during trading: 0 Duties: Construction I*: 2188282 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Providence, RI 02909 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 02/04/2025 Number of Hours: 2 hrs wkly Number of Hours during trading: 0 Duties: Co-owner with other family members of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-03 |
Reach out to this advisor