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Nicholas T. Barney

J.P. Morgan Securities LLC

Salt Lake City, UT

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-08-22
TX RA APPROVED 2024-08-17
  • UT RA
    APPROVED
    Since 2024-08-22
  • TX RA
    APPROVED
    Since 2024-08-17

Branch Locations

201 S Main St Floor 13, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mountain West Small Business Finance Salt Lake City UT 06/2017 09/2017
Brigham Young University Provo UT 08/2012 04/2019
Brightstar Capital Partners New York City NY 05/2018 06/2018
Mountain America Credit Union Salt Lake City UT 05/2017 06/2019
Lpl Financial Salt Lake City UT 06/2017 05/2018
Lpl Financial Llc Salt Lake City UT 07/2019 11/2019
Goldman Sachs & Co. New York NY 12/2019 05/2024
Unemployed Salt Lake City UT 06/2024 07/2024
Jpmorgan Chase Bank, N.A. Salt Lake City UT 08/2024 Present
J.P. Morgan Securities Llc Salt Lake City UT 08/2024 Present
  • 06/2017 → 09/2017
    Mountain West Small Business Finance
    Salt Lake City, UT
  • 08/2012 → 04/2019
    Brigham Young University
    Provo, UT
  • 05/2018 → 06/2018
    Brightstar Capital Partners
    New York City, NY
  • 05/2017 → 06/2019
    Mountain America Credit Union
    Salt Lake City, UT
  • 06/2017 → 05/2018
    Lpl Financial
    Salt Lake City, UT
  • 07/2019 → 11/2019
    Lpl Financial Llc
    Salt Lake City, UT
  • 12/2019 → 05/2024
    Goldman Sachs & Co.
    New York, NY
  • 06/2024 → 07/2024
    Unemployed
    Salt Lake City, UT
  • 08/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Salt Lake City, UT
  • 08/2024 → Present
    J.P. Morgan Securities Llc
    Salt Lake City, UT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-16
S66 Uniform Combined State Law Examination 2019-08-12
  • S65 Uniform Investment Adviser Law Examination
    2024-08-16
  • S66 Uniform Combined State Law Examination
    2019-08-12
Other Names
  • Nicholas Barney
  • Nicholas Timothy Barney
  • Nicholas T Barney

View on SEC IAPD

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UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
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