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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-27
TX RA APPROVED 2024-06-27
  • NY RA
    APPROVED
    Since 2024-06-27
  • TX RA
    APPROVED
    Since 2024-06-27

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Dallas TX 04/2017 10/2020
Jpmorgan Securities Llc Dallas TX 04/2017 10/2020
Jpmorgan Chase Bank New York NY 06/2014 03/2017
Jpmorgan Chase Bank Na New York NY 11/2020 Present
Jpmorgan Securities Llc New York NY 11/2020 Present
  • 04/2017 → 10/2020
    Jpmorgan Chase Bank Na
    Dallas, TX
  • 04/2017 → 10/2020
    Jpmorgan Securities Llc
    Dallas, TX
  • 06/2014 → 03/2017
    Jpmorgan Chase Bank
    New York, NY
  • 11/2020 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 11/2020 → Present
    Jpmorgan Securities Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-27
S63 Uniform Securities Agent State Law Examination 2017-09-26
  • S65 Uniform Investment Adviser Law Examination
    2024-06-27
  • S63 Uniform Securities Agent State Law Examination
    2017-09-26
Other Names
  • Dylan Caroline Waldman

View on SEC IAPD

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