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Paul Anthony Carl

Ubs Financial Services Inc.

Nashville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-02-02
  • TN RA
    APPROVED
    Since 2022-02-02

Branch Locations

3102 West End Avenue Suite 780, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Kentucky Lexington KY 08/2013 05/2017
Axa Advisors Cincinnati OH 05/2017 10/2017
Unemployed N/A KY 10/2017 02/2018
Td Ameritrade St. Louis MO 02/2018 04/2019
Wells Fargo Advisors St. Louis MO 04/2019 01/2020
Sanford C. Bernstein & Co., Llc. Nashville TN 02/2020 01/2022
Ubs Financial Services Inc. Nashville TN 02/2022 Present
  • 08/2013 → 05/2017
    University Of Kentucky
    Lexington, KY
  • 05/2017 → 10/2017
    Axa Advisors
    Cincinnati, OH
  • 10/2017 → 02/2018
    Unemployed
    N/A, KY
  • 02/2018 → 04/2019
    Td Ameritrade
    St. Louis, MO
  • 04/2019 → 01/2020
    Wells Fargo Advisors
    St. Louis, MO
  • 02/2020 → 01/2022
    Sanford C. Bernstein & Co., Llc.
    Nashville, TN
  • 02/2022 → Present
    Ubs Financial Services Inc.
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-14
S63 Uniform Securities Agent State Law Examination 2018-05-15
  • S66 Uniform Combined State Law Examination
    2019-05-14
  • S63 Uniform Securities Agent State Law Examination
    2018-05-15
Other Names
  • Paul Anthony Carl
  • Paul Anthony Carl
  • Paul Anthony Carl

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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