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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-01 |
| NM | RA | APPROVED | 2019-06-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 04/2017 | Present |
| Bank Of America, N.A. | Albuquerque | NM | 04/2017 | Present |
| Wells Fargo Bank Na | Albuquerque | NM | 07/2011 | 04/2017 |
I*1581305 Name of OBA: Luxe Entertainment LLC Address: Albuquerque, New Mexico Investment Related: No Position, Title, Association: Other Employee Start Date: 01/15/2024 No Hours: 0 No Hours during trading: 0 Duties: Business is a Bar/Lounge that will be managed and operated by my Significant Other and her business Partner I have no management or any operational activities in the business, I will be a silent investor, with no say in the business whatsoever.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-26 |
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