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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2019-08-27
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2019-08-27

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Port Washington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. New York NY 05/2017 08/2017
Ubs Financial Services, Inc. New York NY 07/2018 Present
University At Albany, State University Of New York Albany NY 08/2014 05/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-22
  • S66 Uniform Combined State Law Examination
    2019-08-22
Designations
Other Names
  • Peter G May

View on SEC IAPD

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