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Stephen Clifton

J.P. Morgan Securities LLC

Plano, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-08
  • TX RA
    APPROVED
    Since 2019-03-08

Branch Locations

8181 Communications Pkwy, Bldg A, Floor 04, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Plano TX 04/2017 02/2019
Jp Morgan Chase Bank Dallas TX 03/2012 03/2017
Capital One Advisors, Llc Plano TX 08/2018 02/2019
Jpmorgan Securities Llc Plano TX 02/2019 Present
  • 04/2017 → 02/2019
    Capital One Investing, Llc
    Plano, TX
  • 03/2012 → 03/2017
    Jp Morgan Chase Bank
    Dallas, TX
  • 08/2018 → 02/2019
    Capital One Advisors, Llc
    Plano, TX
  • 02/2019 → Present
    Jpmorgan Securities Llc
    Plano, TX
Previous Registrations
  • 2018-08-24 → 2019-02-12
    Capital One Advisors, Llc
    Plano, TX
    Mclean, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-23
  • S66 Uniform Combined State Law Examination
    2018-08-23
Other Names
  • Stephen Thomas Clifton

View on SEC IAPD

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