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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-02 |
| NY | RA | APPROVED | 2024-04-03 |
Branch Locations
300 Madison Ave. 29Th Floor, New York, NY 10017 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 05/2020 | 06/2021 |
| Radford University | Radford | VA | 08/2014 | 12/2018 |
| Northwestern Mutual | Morristown | NJ | 05/2017 | 05/2018 |
| Stellar Partners Inc | Tampa | FL | 01/2019 | 11/2019 |
| Unemployed | Tampa | FL | 11/2019 | 05/2020 |
| Radford Athletic Department | Radford | VA | 09/2015 | 12/2018 |
| First Republic Investment Management, Inc. | New York | NY | 06/2021 | 04/2024 |
| First Republic Securities Company, Llc | New York | NY | 06/2021 | 04/2024 |
| J.P. Morgan Securities Llc | New York | NY | 09/2023 | 04/2024 |
| Hightower Advisors, Llc | New York | NY | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-14 |
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