Michael Walsh

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-01-02
NY	RA	APPROVED	2024-04-03

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	05/2020	06/2021
Radford University	Radford	VA	08/2014	12/2018
Northwestern Mutual	Morristown	NJ	05/2017	05/2018
Stellar Partners Inc	Tampa	FL	01/2019	11/2019
Unemployed	Tampa	FL	11/2019	05/2020
Radford Athletic Department	Radford	VA	09/2015	12/2018
First Republic Investment Management, Inc.	New York	NY	06/2021	04/2024
First Republic Securities Company, Llc	New York	NY	06/2021	04/2024
J.P. Morgan Securities Llc	New York	NY	09/2023	04/2024
Hightower Advisors, Llc	New York	NY	04/2024	Present

05/2020 → 06/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
08/2014 → 12/2018

Radford University

Radford, VA
05/2017 → 05/2018

Northwestern Mutual

Morristown, NJ
01/2019 → 11/2019

Stellar Partners Inc

Tampa, FL
11/2019 → 05/2020

Unemployed

Tampa, FL
09/2015 → 12/2018

Radford Athletic Department

Radford, VA
06/2021 → 04/2024

First Republic Investment Management, Inc.

New York, NY
06/2021 → 04/2024

First Republic Securities Company, Llc

New York, NY
09/2023 → 04/2024

J.P. Morgan Securities Llc

New York, NY
04/2024 → Present

Hightower Advisors, Llc

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-14

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