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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-02
NY RA APPROVED 2024-04-03
  • NJ RA
    APPROVED
    Since 2026-01-02
  • NY RA
    APPROVED
    Since 2024-04-03

Branch Locations

300 Madison Ave. 29Th Floor, New York, NY 10017 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 05/2020 06/2021
Radford University Radford VA 08/2014 12/2018
Northwestern Mutual Morristown NJ 05/2017 05/2018
Stellar Partners Inc Tampa FL 01/2019 11/2019
Unemployed Tampa FL 11/2019 05/2020
Radford Athletic Department Radford VA 09/2015 12/2018
First Republic Investment Management, Inc. New York NY 06/2021 04/2024
First Republic Securities Company, Llc New York NY 06/2021 04/2024
J.P. Morgan Securities Llc New York NY 09/2023 04/2024
Hightower Advisors, Llc New York NY 04/2024 Present
  • 05/2020 → 06/2021
    Pennington, NJ
  • 08/2014 → 12/2018
    Radford University
    Radford, VA
  • 05/2017 → 05/2018
    Northwestern Mutual
    Morristown, NJ
  • 01/2019 → 11/2019
    Stellar Partners Inc
    Tampa, FL
  • 11/2019 → 05/2020
    Unemployed
    Tampa, FL
  • 09/2015 → 12/2018
    Radford Athletic Department
    Radford, VA
  • 06/2021 → 04/2024
    First Republic Investment Management, Inc.
    New York, NY
  • 06/2021 → 04/2024
    First Republic Securities Company, Llc
    New York, NY
  • 09/2023 → 04/2024
    J.P. Morgan Securities Llc
    New York, NY
  • 04/2024 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-14
  • S66 Uniform Combined State Law Examination
    2021-04-14
Other Names
  • Michael Patrick Walsh

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