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John Robert Oman

Morgan Stanley

Kirkland, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-11
WA RA APPROVED 2018-07-03
  • TX RA
    APPROVED_RES
    Since 2021-03-11
  • WA RA
    APPROVED
    Since 2018-07-03

Branch Locations

4000 Carillon Point Suite 600, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Seattle WA 05/2017 04/2018
Stubblefields Pullman WA 11/2016 04/2018
Morgan Stanley Smith Barney Llc Bellevue WA 05/2018 07/2018
Washington State University Pullman WA 08/2014 05/2018
Morgan Stanley Private Bank, N.A. New York NY 08/2018 Present
Morgan Stanley Bellevue WA 07/2018 Present
  • 05/2017 → 04/2018
    Northwestern Mutual
    Seattle, WA
  • 11/2016 → 04/2018
    Stubblefields
    Pullman, WA
  • 05/2018 → 07/2018
    Morgan Stanley Smith Barney Llc
    Bellevue, WA
  • 08/2014 → 05/2018
    Washington State University
    Pullman, WA
  • 08/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 07/2018 → Present
    Morgan Stanley
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-03
  • S66 Uniform Combined State Law Examination
    2018-07-03
Other Names
  • Jack Robert Oman

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · KIRKLAND, WA
RAYMOND JAMES & ASSOCIATES, INC. · Kirkland, WA
LPL FINANCIAL LLC · KIRKLAND, WA
PRIVATE ASSET MANAGEMENT INC · KIRKLAND, WA
RBC CAPITAL MARKETS, LLC · KIRKLAND, WA
ROBINSWOOD FINANCIAL · KIRKLAND, WA
ROBINSWOOD FINANCIAL · Kirkland, WA
SCHMIDT FINANCIAL MANAGEMENT · KIRKLAND, WA

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