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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-09-19 |
Branch Locations
1016 Civic Center Dr Nw, Rochester, MN 55901 • United States
1201 S Broadway, Ste 54, Rochester, MN 55904 • United States
355 S. Teller St Ste 206, Lakewood, CO 80226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Denver | CO | 04/2004 | 09/2022 |
| U.S. Bancorp Investments, Inc. | Denver | CO | 05/2017 | 09/2022 |
| Infinex Investments, Inc. | Meriden | CT | 09/2022 | Present |
| Alerus | Littleton | CO | 09/2022 | Present |
1) RTR Holding Company LLC (King St LLC, 3333 W 44th Ave LLC, Irving St LLC, 4494 Bryant St LLC, 4496 Bryant St LLC, Crusty Butte LLC, Frisco Adventures LLC); Not Investment-related; Denver, CO; Long term rental of single family homes; Manager; 5/2017; 5 Hrs/Month; 0 Hrs/Trading; Managing property concerns and working with tenants for repairs. 2) Doug Busken; Not Investment-related; Denver, CO; Coaching; Triathlon Coach; 07/2020; 4 Hrs/Monthly; 0 Hrs/Trading; Triathlon coach. 3.) Alerus. Banking. yes, investment related. Started Sept 2022. Lead financial advisor. Approx 105 hours per month. approc 90 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-05-06 |
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