Douglas Busken

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2022-09-19

CO RA
APPROVED

Since 2022-09-19

Branch Locations

1016 Civic Center Dr Nw, Rochester, MN 55901 • United States

1201 S Broadway, Ste 54, Rochester, MN 55904 • United States

355 S. Teller St Ste 206, Lakewood, CO 80226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bank	Denver	CO	04/2004	09/2022
U.S. Bancorp Investments, Inc.	Denver	CO	05/2017	09/2022
Infinex Investments, Inc.	Meriden	CT	09/2022	Present
Alerus	Littleton	CO	09/2022	Present

04/2004 → 09/2022

U.S. Bank

Denver, CO
05/2017 → 09/2022

U.S. Bancorp Investments, Inc.

Denver, CO
09/2022 → Present

Infinex Investments, Inc.

Meriden, CT
09/2022 → Present

Alerus

Littleton, CO

Previous Registrations

2019-11-06 → 2022-06-28

U.S. Bancorp Investments, Inc.

Louisville, CO

Denver, CO

Other Businesses

1) RTR Holding Company LLC (King St LLC, 3333 W 44th Ave LLC, Irving St LLC, 4494 Bryant St LLC, 4496 Bryant St LLC, Crusty Butte LLC, Frisco Adventures LLC); Not Investment-related; Denver, CO; Long term rental of single family homes; Manager; 5/2017; 5 Hrs/Month; 0 Hrs/Trading; Managing property concerns and working with tenants for repairs. 2) Doug Busken; Not Investment-related; Denver, CO; Coaching; Triathlon Coach; 07/2020; 4 Hrs/Monthly; 0 Hrs/Trading; Triathlon coach. 3.) Alerus. Banking. yes, investment related. Started Sept 2022. Lead financial advisor. Approx 105 hours per month. approc 90 hours during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-05-06

S63 Uniform Securities Agent State Law Examination

2019-05-06

Designations

Certified Financial Planner

Other Names

Doug Busken
Douglas Steven Busken

View on SEC IAPD