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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2010-01-15
  • RI RA
    APPROVED
    Since 2010-01-15

Branch Locations

300 Metro Center Boulevard Suite 275, Warwick, RI 02886-1752 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Derouin Investment & Retirement Services Warwick RI 03/2009 Present
Commonwealth Financial Network Waltham MA 03/2009 Present
Previous Registrations
Other Businesses

1. POWER OF ATTORNEY FOR FAMILY MEMBER, NOT AT BRANCH LOCATION, INVESTMENT RELATED. 2. FIXED INSURANCE UNDER DBA DECISIVE WEALTH MANAGEMENT; INVESTMENT RELATED; CONDUCTED AT BRANCH LOCATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-08
  • S66 Uniform Combined State Law Examination
    2000-07-08
Designations
Other Names
  • Kim Resendes Pimentel

View on SEC IAPD

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