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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-12-15 |
| FL | RA | APPROVED | 2022-11-22 |
Branch Locations
601 S. Federal Hwy Suite 303, Boca Raton, FL 33432 • United States
6012 Renaissance Place Ste C, Toledo, OH 43623 • United States
28300 Kensington Ln Ste 400, Perrysburg, OH 43551 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vineyard Vines | Chicago | IL | 01/2016 | 03/2019 |
| Ubs Financial Services, Inc. | Chicago | IL | 05/2017 | 04/2019 |
| Education | Chicago | IL | 06/2015 | 06/2019 |
| Ubs Financial Services, Inc. | Raton | FL | 04/2019 | 10/2022 |
| Lpl Financial Llc | Boca Raton | FL | 11/2022 | Present |
1) 10/2022 - R. M. Wade & Company, Ltd. / DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s) 2) 02/19/2026 - R.M. Wade & Company, Ltd. - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-02 |
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