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Christopher Hayes

Charles Schwab & Co., Inc.

Fort Lauderdale, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-12
  • FL RA
    APPROVED
    Since 2025-12-12

Branch Locations

500 East Broward Blvd Suite 101, Fort Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proshares Washington DC 05/2017 07/2022
Pnc Bank Washington DC 07/2016 04/2017
Guggenheim Funds Distributors, Llc Chicago IL 07/2022 07/2023
Allianz Life Insurance Company Of North America Minneapolis MN 07/2023 07/2025
Allianz Life Financial Services, Llc Minneapolis MN 07/2023 07/2025
Raymond James & Associates Oakland Park FL 07/2025 11/2025
Charles Schwab & Co., Inc For Lauderdale FL 11/2025 Present
Charles Schwab Bank For Lauderdale FL 11/2025 Present
  • 05/2017 → 07/2022
    Proshares
    Washington, DC
  • 07/2016 → 04/2017
    Pnc Bank
    Washington, DC
  • 07/2022 → 07/2023
    Guggenheim Funds Distributors, Llc
    Chicago, IL
  • 07/2023 → 07/2025
    Allianz Life Insurance Company Of North America
    Minneapolis, MN
  • 07/2023 → 07/2025
    Allianz Life Financial Services, Llc
    Minneapolis, MN
  • 07/2025 → 11/2025
    Raymond James & Associates
    Oakland Park, FL
  • 11/2025 → Present
    Charles Schwab & Co., Inc
    For Lauderdale, FL
  • 11/2025 → Present
    Charles Schwab Bank
    For Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-21
S63 Uniform Securities Agent State Law Examination 2017-08-02
  • S65 Uniform Investment Adviser Law Examination
    2025-07-21
  • S63 Uniform Securities Agent State Law Examination
    2017-08-02
Other Names
  • Christopher W Hayes

View on SEC IAPD

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