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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-21 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charter Healthcare Partners | Providence | RI | 06/2016 | 02/2017 |
| Granite Telecommunications | Quincy | MA | 02/2017 | 05/2017 |
| Citizens Investment Securities | Riverside | RI | 05/2017 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 04/2018 | 12/2021 |
| Cornerstone Financial | Warwick | RI | 06/2015 | 12/2017 |
| Bryant University | Smithfield | RI | 09/2014 | 12/2016 |
| Fidelity Investments | Westlake | TX | 12/2021 | 04/2025 |
| Fidelity Investments | Boston | MA | 03/2025 | 04/2025 |
| Ubs Financial Services, Inc | New York | NY | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-08 |
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