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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
NY RA APPROVED 2022-02-11
  • TX RA
    APPROVED
    Since 2022-11-17
  • NY RA
    APPROVED
    Since 2022-02-11

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. New York NY 05/2017 01/2022
Charles Schwab Bank New York NY 05/2017 01/2022
Hedgeserv Ltd New York NY 05/2016 05/2017
Jpmorgan Chase Bank, N.A. New York NY 02/2022 Present
J.P. Morgan Securities Llc New York NY 02/2022 Present
  • 05/2017 → 01/2022
    New York, NY
  • 05/2017 → 01/2022
    Charles Schwab Bank
    New York, NY
  • 05/2016 → 05/2017
    Hedgeserv Ltd
    New York, NY
  • 02/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 02/2022 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-24
S63 Uniform Securities Agent State Law Examination 2017-12-13
  • S65 Uniform Investment Adviser Law Examination
    2018-05-24
  • S63 Uniform Securities Agent State Law Examination
    2017-12-13
Other Names
  • Sam Hyatt
  • Patrick Samuel
  • Samuel Patrick Hyatt
  • Samuel P. Hyatt

View on SEC IAPD

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