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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-17 |
| NY | RA | APPROVED | 2022-02-11 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | New York | NY | 05/2017 | 01/2022 |
| Charles Schwab Bank | New York | NY | 05/2017 | 01/2022 |
| Hedgeserv Ltd | New York | NY | 05/2016 | 05/2017 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 02/2022 | Present |
| J.P. Morgan Securities Llc | New York | NY | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-13 |
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