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Jose Fernando Galan

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-14
NY RA APPROVED 2024-04-23
  • TX RA
    APPROVED
    Since 2025-01-14
  • NY RA
    APPROVED
    Since 2024-04-23

Branch Locations

270 Park Avenue 22Nd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 12/2021 Present
Jpmorgan Securities Llc New York NY 12/2021 Present
Jpmorgan Securities Llc New York NY 11/2018 11/2021
University Of Arizona Tucson AZ 08/2014 06/2018
Unemployed Tucson AZ 07/2018 10/2018
Edward Jones Tempe AZ 06/2017 08/2017
  • 12/2021 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 12/2021 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 11/2018 → 11/2021
    Jpmorgan Securities Llc
    New York, NY
  • 08/2014 → 06/2018
    University Of Arizona
    Tucson, AZ
  • 07/2018 → 10/2018
    Unemployed
    Tucson, AZ
  • 06/2017 → 08/2017
    Edward Jones
    Tempe, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-23
S63 Uniform Securities Agent State Law Examination 2022-05-20
  • S65 Uniform Investment Adviser Law Examination
    2024-04-23
  • S63 Uniform Securities Agent State Law Examination
    2022-05-20
Other Names
  • Fernando Galan

View on SEC IAPD

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