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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-08-01
TX RA APPROVED 2023-08-01
  • LA RA
    APPROVED
    Since 2023-08-01
  • TX RA
    APPROVED
    Since 2023-08-01

Branch Locations

2681 N Causeway Blvd, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saint Meinrad School Of Theology Saint Meinrad IN 09/2014 05/2017
Capital One Investing, Llc Metairie LA 05/2017 04/2018
Capital One Advisors, Llc Metairie LA 09/2017 04/2018
Jp Morgan Chase Bank, N.A. Harahan LA 05/2018 07/2023
Jp Morgan Securities, Llc Harahan LA 05/2018 07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mandeville LA 07/2023 Present
Bank Of America, N.A. Mandeville LA 10/2023 Present
  • 09/2014 → 05/2017
    Saint Meinrad School Of Theology
    Saint Meinrad, IN
  • 05/2017 → 04/2018
    Capital One Investing, Llc
    Metairie, LA
  • 09/2017 → 04/2018
    Capital One Advisors, Llc
    Metairie, LA
  • 05/2018 → 07/2023
    Jp Morgan Chase Bank, N.A.
    Harahan, LA
  • 05/2018 → 07/2023
    Harahan, LA
  • 07/2023 → Present
    Mandeville, LA
  • 10/2023 → Present
    Bank Of America, N.A.
    Mandeville, LA
Previous Registrations
  • 2018-05-03 → 2023-08-02
    Harahan, LA
    Destrehan, LA
    Laplace, LA
    Mandeville, LA
  • 2017-09-14 → 2018-05-07
    Capital One Advisors, Llc
    Metairie, LA
    Mclean, VA
Other Businesses

I*1448310 For profit or not for profit: Entity Charitable Name of outside business organization: St. Joseph Abbey Seminary College Investment related: N Address of business: Saint Benedict, Louisiana, 70457, United States Nature of business: ["Church or Religious Organization"] Position, title, association: ["Board Member"], Start date of relationship: 2/23/2022 Number of hours devoted: 6 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Help direct and coordinate alumni affairs and events for St. Joseph Abbey Seminary College.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-13
  • S66 Uniform Combined State Law Examination
    2017-09-13
Other Names
  • Joey Dunbar
  • William Joseph Dunbar
  • William J. Dunbar

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