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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-08-01 |
| TX | RA | APPROVED | 2023-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saint Meinrad School Of Theology | Saint Meinrad | IN | 09/2014 | 05/2017 |
| Capital One Investing, Llc | Metairie | LA | 05/2017 | 04/2018 |
| Capital One Advisors, Llc | Metairie | LA | 09/2017 | 04/2018 |
| Jp Morgan Chase Bank, N.A. | Harahan | LA | 05/2018 | 07/2023 |
| Jp Morgan Securities, Llc | Harahan | LA | 05/2018 | 07/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mandeville | LA | 07/2023 | Present |
| Bank Of America, N.A. | Mandeville | LA | 10/2023 | Present |
I*1448310 For profit or not for profit: Entity Charitable Name of outside business organization: St. Joseph Abbey Seminary College Investment related: N Address of business: Saint Benedict, Louisiana, 70457, United States Nature of business: ["Church or Religious Organization"] Position, title, association: ["Board Member"], Start date of relationship: 2/23/2022 Number of hours devoted: 6 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Help direct and coordinate alumni affairs and events for St. Joseph Abbey Seminary College.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-13 |
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