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Lamar Remy

Ubs Financial Services Inc.

New York, NY

Roslyn, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-13
NY RA APPROVED 2021-10-13
  • FL RA
    APPROVED
    Since 2023-06-13
  • NY RA
    APPROVED
    Since 2021-10-13

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Roslyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Chicago IL 07/2019 04/2020
N/A Roslyn NY 01/2019 07/2019
Invest Like The Street Analyst Program Roslyn NY 11/2018 01/2019
N/A Roslyn NY 05/2018 11/2018
University Of Wisconsin-Madison Madison WI 08/2017 05/2018
Northwestern Mutual Middleton WI 06/2017 08/2017
University Of Wisconsin-Madison Madison WI 08/2015 06/2017
None Chicago IL 04/2020 01/2021
Northern Trust Bank Chicago IL 01/2021 10/2021
Northern Trust Securities, Inc. Chicago IL 01/2021 10/2021
Ubs Financial Services Inc. New York NY 10/2021 Present
  • 07/2019 → 04/2020
    Td Ameritrade
    Chicago, IL
  • 01/2019 → 07/2019
    N/A
    Roslyn, NY
  • 11/2018 → 01/2019
    Invest Like The Street Analyst Program
    Roslyn, NY
  • 05/2018 → 11/2018
    N/A
    Roslyn, NY
  • 08/2017 → 05/2018
    University Of Wisconsin-Madison
    Madison, WI
  • 06/2017 → 08/2017
    Northwestern Mutual
    Middleton, WI
  • 08/2015 → 06/2017
    University Of Wisconsin-Madison
    Madison, WI
  • 04/2020 → 01/2021
    None
    Chicago, IL
  • 01/2021 → 10/2021
    Northern Trust Bank
    Chicago, IL
  • 01/2021 → 10/2021
    Northern Trust Securities, Inc.
    Chicago, IL
  • 10/2021 → Present
    Ubs Financial Services Inc.
    New York, NY
Previous Registrations
  • 2021-01-05 → 2021-10-04
    Northern Trust Securities, Inc.
    Chicago, IL
  • 2019-09-30 → 2020-04-02
    Td Ameritrade, Inc.
    Chicago, IL
    Chicago, IL
    Omaha, NE
  • 2019-09-30 → 2020-04-02
    Td Ameritrade Investment Management, Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
  • S66 Uniform Combined State Law Examination
    2019-09-27

View on SEC IAPD

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