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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-06
TX RA APPROVED 2018-11-28
OH RA APPROVED 2017-09-12
  • FL RA
    APPROVED
    Since 2025-01-06
  • TX RA
    APPROVED
    Since 2018-11-28
  • OH RA
    APPROVED
    Since 2017-09-12

Branch Locations

530 W Spring St Ste 150, Columbus, OH 43215 • United States

14 S Paint St Ste 34 Fl 3Rd, Chillicothe, OH 45601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio University Athens OH 07/2013 04/2017
Ameriprise Financial Services, Inc Columbus OH 05/2017 03/2020
Ameriprise Financial Services, Llc Columbus OH 03/2020 Present
  • 07/2013 → 04/2017
    Ohio University
    Athens, OH
  • 05/2017 → 03/2020
    Ameriprise Financial Services, Inc
    Columbus, OH
  • 03/2020 → Present
    Columbus, OH
Other Businesses

Independent Insurance Brokering; Anthem Blue Cross Blue Shield; 05/20/2020; Disability Income / Guardian Life; 07/01/2020; . Business Ownership; Rothstein Enterprises LLC; Owner; This business is a single member LLC holding company that will own my share of Colamp LLC (which manages our Ameriprise office & staff), my intellectual property, and may also be used to own future business interests that haven't been identified yet.; 404 W 3rd Ave, , Columbus, OH, 43201; Not Investment-Related; 04/07/2026; 1 to 9 hours per month; 0 during trading hours / COLAMP LLC; Co-owner; Manage Ameriprise Business; 530 W Spring St, STE 150, Columbus, OH, 43215; Investment-Related; 08/25/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; JewishColumbus; Board Member; Investment Committee Chair; 1175 College Ave, , Columbus, OH, 43209; Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Colamp LLC; I own the controlling entity Rothstein Enterprises, LLC that owns 50% of Colamp LLC. The other 50% is owned by a separate controlling entiry owned by Michael Rothstein, Rothstein Holdings, LLC.; Manage advisory business; 530 W Spring ST, STE 150, Columbus, OH, 43215; Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Rothstein Enterprises LLC; Owner; This is holding company that will own my share of Colamp, LLC (the LLC being used to manage our Ameriprise practice), my intellectual property, and future unidentified business interests.; 404 W 3rd Ave, , Columbus, OH, 43201; Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Ohio University Department of Finance: Finance Advisory Council; The Finance Advisory Council (FAC) brings the professional and academic communities together by fostering communication between the faculty of the Finance Department and professionals in the field. This ensures that the College of Business' finance curriculum is up-to-date and meets the needs of the dynamic business environment. Council Activities: The FAC meets semi-annually (in the spring and fall). Members aid in arranging industry professionals to make in-class presentations. Members serve as professional contacts for students seeking internships or permanent positions.; Copeland Hall, 1 Ohio University, Athens, OH, 45701; Not Investment-Related; 10/03/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-03
  • S66 Uniform Combined State Law Examination
    2017-06-03
Other Names
  • David Rothstein
  • David M Rothstein

View on SEC IAPD

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