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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-07-29 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
10050 Green Level Church Rd, Cary, NC 27519 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Chapel Hill | NC | 05/2017 | Present |
| Wells Fargo Bank Na | Chapel Hill | NC | 05/2015 | Present |
VETERAN'S EXPRESS TRANSPORTATION SERVICE; NOT INVESTMENT RELATED; HOPE MILLS, NC; 5% OWNERSHIP; START DATE 1/15/2015; NO TIME DEVOTED. KINETIC PROPERTIES GROUP LLC, INV RELATED, BURLINGTON, NC, 100% OWNERSHIP, START 6/22/2018, 20 HOURS PER MONTH, ZERO DURING TRADING, REAL ESTATE PURCHASE AND REMODEL FOR SALE OR RENTAL. NOTARY PUBLIC, NOT INVT RELATED, DURHAM, NC, NOTARY, START DATE 10/21/2022, 5 HRS PER MONTH, 0 HRS DURING TRADING, PROVIDE NOTARY SERVICES. NC ARMY NATIONAL GUARD, NOT INVT RELATED, MORRISVILLE, NC, AVIATION OPERATIONS SPECIALIST, START DATE 11/16/2022, 16 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING DRILLS, PERFORMING TASKINGS OF ASSIGED MOS AND ATTENDING TRAINING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-07 |
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