Best Investors Account Sign in
Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-24
WI RA APPROVED 2005-02-01
  • TX RA
    APPROVED_RES
    Since 2022-10-24
  • WI RA
    APPROVED
    Since 2005-02-01

Branch Locations

2901 E Enterprise Ave, Appleton, WI 54913 • United States

1020 S Main St, Fond Du Lac, WI 54935 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Fond Du Lac WI 07/2002 Present
Other Businesses

JAKE'S DIAPERS POSITION: Board Member NATURE: Jake's diapers is a cloth diaper ministry, providing the basic need of cloth diapers to babies, children and adults in extreme poverty, whose caregivers have to choose between food and diapers. They ship diapers internationally as well as in the United States. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/11/2016 ADDRESS: 2396 Industrial Dr, Neenah WI 54956, United States DESCRIPTION: I will serve as a board member providing leadership and guidance to advance the mission of jake's Diapers. My duties consist of idea and brainstorming sessions, mission advancement, future direction guidance and strategic planning. I will also deliver suitcases of cloth diapers that have been prepared for transport to international destinations as well as domestic.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-06
S63 Uniform Securities Agent State Law Examination 1999-03-03
  • S65 Uniform Investment Adviser Law Examination
    2005-11-06
  • S63 Uniform Securities Agent State Law Examination
    1999-03-03

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Appleton, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor